Thomas Leake

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPSTONE INVESTMENT ADVISORS (UK), LLP

    FRN 473282

    • SMF27 Partner (since 18 Jul 2025)
    • [FCA CF] Client dealing (since 3 Mar 2023)
    • [FCA CF] Material risk taker (3 Mar 2023 to 18 Jul 2025)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 3 Jun 2021)
    • [FCA CF] Client dealing (20 Apr 2017 to 3 Jun 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 1 Nov 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Nov 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Nov 2016)
    • CF30 Customer (19 Oct 2009 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (18 Mar 2009 to 30 Sep 2009)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (18 Mar 2009 to 30 Sep 2009)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF21 Investment Adviser (16 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.