Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (17 Aug 2021 to 23 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (17 Aug 2021 to 23 May 2022)
    • [FCA CF] Client dealing (1 Dec 2017 to 23 May 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (17 Aug 2021 to 23 May 2022)
    • [FCA CF] Material risk taker (17 Aug 2021 to 23 May 2022)
    • [FCA CF] Client dealing (1 Dec 2017 to 23 May 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (8 Feb 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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