Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 8 Jun 2010)
    • CF21 Investment Adviser (13 Jun 2005 to 31 Oct 2007)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2004)
    • CF27 Investment Management (1 Dec 2001 to 12 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.