Thomas Lamb

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TL Financial Solutions Limited

    FRN 763232

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Feb 2017)
    • CF10 Compliance Oversight (1 Feb 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2017 to 30 Sep 2018)
    • CF1 Director (1 Feb 2017 to 8 Dec 2019)
  • ONE STOP 4 EQUITY RELEASE LIMITED (no longer approved here)

    FRN 952887

    • [FCA CF] Functions requiring qualifications (19 May 2023 to 11 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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