Thomas Kratz

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Manager of certification employee (23 Dec 2020 to 29 Sep 2021)
    • [FCA CF] Material risk taker (1 Jun 2019 to 29 Sep 2021)
    • [FCA CF] Client dealing (22 Aug 2016 to 29 Sep 2021)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (29 Jul 2019 to 17 Sep 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 27 May 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 May 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (22 Aug 2005 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.