Thomas Klemm

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 3 Nov 2025)
    • [FCA CF] Significant management (since 3 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Nov 2025)
    • [FCA CF] Significant management (15 Aug 2022 to 17 Oct 2025)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 21 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2021 to 17 Oct 2025)
    • [FCA CF] Manager of certification employee (9 Feb 2021 to 17 Oct 2025)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 3 Nov 2025)
    • [FCA CF] Significant management (since 3 Nov 2025)
    • [FCA CF] Significant management (15 Aug 2022 to 17 Oct 2025)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 21 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2021 to 17 Oct 2025)
    • [FCA CF] Manager of certification employee (9 Feb 2021 to 17 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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