Thomas Joseph Stone

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Client dealing (1 Nov 2025 to 2 Nov 2025)
    • [FCA CF] Functions requiring qualifications (1 Nov 2025 to 2 Nov 2025)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Functions requiring qualifications (21 Aug 2023 to 10 Oct 2025)
    • [FCA CF] Client dealing (21 Aug 2023 to 10 Oct 2025)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Manager of certification employee (6 Jan 2023 to 18 May 2023)
    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 18 May 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 18 May 2023)
    • CF30 Customer (5 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.