Thomas Joseph Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 20 Nov 2020)
    • CF30 Customer (since 3 Nov 2020)
    • CF1 Director (AR) (since 5 Dec 2019)
    • [FCA CF] Client dealing (20 Nov 2020 to 21 Nov 2020)
  • TJM Financial Solutions Ltd

    FRN 812146

    • Employed By (since 5 Dec 2019)
    • Employed By (23 Jul 2018 to 15 Nov 2019)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF1 Director (AR) (23 Jul 2018 to 15 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.