Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 2 Sep 2022)
    • [FCA CF] Client dealing (since 8 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
    • [PRA CF] Managing a material risk taker (since 18 Aug 2017)
    • [FCA CF] Manager of certification employee (since 18 Aug 2017)
    • [FCA CF] Client dealing (9 Jul 2019 to 28 Jul 2020)
    • [FCA CF] Significant management (since 2 Sep 2022)
    • [FCA CF] Manager of certification employee (since 24 Feb 2022)
    • [PRA CF] Managing a material risk taker (since 17 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
    • [PRA CF] Managing a material risk taker (11 Jan 2019 to 13 Jul 2021)
    • [FCA CF] Manager of certification employee (11 Jan 2019 to 6 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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