Thomas Joseph Christopher Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (22 Sep 2021 to 8 Apr 2022)
    • [FCA CF] Client dealing (22 Sep 2021 to 8 Apr 2022)
    • CF30 Customer (21 Sep 2021 to 8 Apr 2022)
  • Brunel Wealth Limited (no longer approved here)

    FRN 918260

    • Employed By (21 Sep 2021 to 8 Apr 2022)
  • BRUNEL INDEPENDENT FINANCIAL PLANNERS LIMITED (no longer approved here)

    FRN 629678

    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 12 Feb 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Feb 2026)
    • SMF3 Executive Director (9 Dec 2019 to 17 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Feb 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Feb 2026)
    • CF10 Compliance Oversight (3 Nov 2014 to 8 Dec 2019)
    • CF1 Director (3 Nov 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Nov 2014 to 30 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (7 Dec 2010 to 4 Mar 2011)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (1 Nov 2007 to 18 Dec 2009)
    • CF7 Sole Trader (AR) (24 Mar 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (22 Aug 2002 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2001 to 24 Mar 2005)
  • Academy Associates (no longer approved here)

    FRN 217756

    • Employed By (1 Dec 2001 to 18 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.