Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Client dealing (7 Mar 2017 to 31 Jul 2025)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Jul 2025)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • CF30 Customer (6 Dec 2013 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 9 Dec 2013)
    • CF21 Investment Adviser (29 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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