Thomas John Parker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 13 Nov 2024)
- Appointed representative dealing with clients for which they require qualification (since 21 Oct 2024)
Bright FS Limited
FRN 841237
- Employed By (since 13 Nov 2024)
Sense Network Limited (no longer approved here)
FRN 465124
- Appointed representative dealing with clients for which they require qualification (29 Mar 2021 to 5 May 2021)
- [FCA CF] Client dealing (29 Mar 2021 to 5 May 2021)
- CF30 Customer (23 Mar 2021 to 5 May 2021)
Common Sense Financial Planning Ltd (no longer approved here)
FRN 496888
- Employed By (23 Mar 2021 to 5 May 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.