Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Nov 2025)
    • [FCA CF] Client dealing (since 7 Nov 2025)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (3 Jan 2024 to 4 Nov 2025)
    • [FCA CF] Functions requiring qualifications (3 Jan 2024 to 4 Nov 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (14 Jan 2022 to 22 Feb 2024)
    • [FCA CF] Client dealing (14 Jan 2022 to 22 Feb 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (14 Apr 2020 to 6 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2022)
  • Distinct Financial Solutions Wealth Management Ltd (no longer approved here)

    FRN 742937

    • Employed By (14 Apr 2020 to 6 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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