Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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B2C2 OTC Ltd
FRN 810834
- SMF1 Chief Executive (since 5 Dec 2022)
- SMF3 Executive Director (since 5 Dec 2022)
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- [FCA CF] Manager of certification employee (11 Oct 2021 to 3 Sep 2022)
- [FCA CF] Material risk taker (11 Oct 2021 to 3 Sep 2022)
- [FCA CF] Client dealing (11 Oct 2021 to 3 Sep 2022)
- [FCA CF] Algorithmic trading (8 May 2019 to 25 Jun 2021)
- CF30 Customer (26 Nov 2015 to 6 Mar 2016)
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- [FCA CF] Algorithmic trading (11 Oct 2021 to 3 Sep 2022)
- [FCA CF] Client dealing (11 Oct 2021 to 3 Sep 2022)
- [FCA CF] Material risk taker (11 Oct 2021 to 3 Sep 2022)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Jul 2021)
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- CF30 Customer (11 Apr 2013 to 21 Oct 2015)
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- CF30 Customer (21 Mar 2013 to 21 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.