Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • B2C2 OTC Ltd

    FRN 810834

    • SMF1 Chief Executive (since 5 Dec 2022)
    • SMF3 Executive Director (since 5 Dec 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (11 Oct 2021 to 3 Sep 2022)
    • [FCA CF] Material risk taker (11 Oct 2021 to 3 Sep 2022)
    • [FCA CF] Client dealing (11 Oct 2021 to 3 Sep 2022)
    • [FCA CF] Algorithmic trading (8 May 2019 to 25 Jun 2021)
    • CF30 Customer (26 Nov 2015 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (11 Oct 2021 to 3 Sep 2022)
    • [FCA CF] Client dealing (11 Oct 2021 to 3 Sep 2022)
    • [FCA CF] Material risk taker (11 Oct 2021 to 3 Sep 2022)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 19 Jul 2021)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 21 Oct 2015)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 21 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.