Thomas James Patrick Daniels

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (since 16 Aug 2024)
    • CF30 Customer (since 19 Jul 2024)
  • River Birch Newman Limited

    FRN 999488

    • (5)Employed By (since 19 Jul 2024)
  • Perspective (North West) Limited (no longer approved here)

    FRN 229808

    • [FCA CF] Client dealing (2 Aug 2022 to 3 Jul 2024)
    • [FCA CF] Functions requiring qualifications (2 Aug 2022 to 3 Jul 2024)
  • Perspective (North East) Limited (no longer approved here)

    FRN 150317

    • [FCA CF] Client dealing (1 Aug 2022 to 2 Aug 2022)
    • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 2 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.