Thomas James Oliver

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oliver Financial Planning Ltd

    FRN 963900

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Nov 2022)
    • SMF3 Executive Director (since 10 Nov 2022)
    • [FCA CF] Client dealing (since 10 Nov 2022)
    • Responsible for Insurance Distribution (since 10 Nov 2022)
    • SMF16 Compliance Oversight (since 10 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Nov 2022)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (23 Feb 2015 to 7 Oct 2016)
  • Oliver Financial Planning (no longer approved here)

    FRN 188302

    • (1)Employed By (17 Feb 2015 to 7 Oct 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.