Thomas James Lloyd

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
    • CF28 Systems and controls (15 May 2019 to 8 Dec 2019)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
    • CF28 Systems and controls (15 May 2019 to 8 Dec 2019)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
    • CF28 Systems and controls (15 May 2019 to 8 Dec 2019)
  • abrdn Life and Pensions Limited (no longer approved here)

    FRN 187323

    • SMF5 Head of Internal Audit (15 May 2019 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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