Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (6 Apr 2022 to 5 Apr 2023)
- [FCA CF] Client dealing (3 Apr 2020 to 19 Oct 2024)
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- CF30 Customer (21 Nov 2011 to 8 Aug 2013)
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- CF30 Customer (26 Nov 2007 to 19 Jan 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.