Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 21 Apr 2023)
- CF1 Director (AR) (since 27 Jun 2022)
- CF30 Customer (since 27 Jun 2022)
- [FCA CF] Functions requiring qualifications (5 Nov 2021 to 21 Apr 2023)
- [FCA CF] Client dealing (5 Nov 2021 to 21 Apr 2023)
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Harper Financial Associates Ltd
FRN 976686
- (1)Employed By (since 27 Jun 2022)
Recent activity
Updates to this individual's record on the FCA register.
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