Thomas James Cullen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- CF4 Partner (AR) (since 2 Apr 2008)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Sep 2025)
- CF30 Customer (2 Apr 2008 to 30 Mar 2009)
Quilter Mortgage Planning Limited
FRN 440718
- CF4 Partner (AR) (since 2 Apr 2008)
The Iris Partnership
FRN 481050
- Employed By (since 2 Apr 2008)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.