Thomas James Clark

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Genpact WM UK Limited (no longer approved here)
FRN 673574
- CF10 Compliance Oversight (22 Jun 2015 to 4 Apr 2016)
- CF11 Money Laundering Reporting (22 Jun 2015 to 4 Apr 2016)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (28 Nov 2003 to 29 Jun 2005)
- CF22 Investment Adviser (Trainee) (16 Jan 2002 to 28 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.