Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 May 2025)
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
  • CAPITAL ASSET MANAGEMENT (FINANCIAL PLANNING) LIMITED (no longer approved here)

    FRN 225112

    • [FCA CF] Client dealing (1 Apr 2023 to 28 Mar 2024)
    • [FCA CF] Functions requiring qualifications (1 Apr 2023 to 28 Mar 2024)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (17 Mar 2020 to 17 Jun 2020)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • CF30 Customer (17 Mar 2020 to 17 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jun 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.