Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 (AR) Executive Director function (10 Mar 2021 to 15 Dec 2022)
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- SMF3 (AR) Executive Director function (9 Dec 2019 to 11 Mar 2021)
- CF1 Director (AR) (14 Oct 2013 to 8 Dec 2019)
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- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 11 May 2022)
- CF8 Apportionment and Oversight (16 Feb 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.