Thomas Isaac

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 5 Aug 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Aug 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 5 Aug 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 5 Aug 2020)
    • CF30 Customer (23 Oct 2013 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Aug 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 5 Aug 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Aug 2020)
    • CF30 Customer (23 Oct 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Significant management (7 Mar 2016 to 5 Aug 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Aug 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 5 Aug 2020)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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