Thomas Ian Marshall

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (19 Jul 2005 to 7 Jul 2006)
- CF22 Investment Adviser (Trainee) (20 Jan 2005 to 19 Jul 2005)
Dowen Property and Financial Services (no longer approved here)
FRN 176164
- Employed By (20 Jan 2005 to 7 Jul 2006)
Abacus Independent Financial Planning Ltd (no longer approved here)
FRN 153287
- Employed By (18 Mar 1999 to 24 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.