Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE INSURANCE SURGERY LIMITED (no longer approved here)

    FRN 401425

    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 11 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Apr 2022)
    • CF1 Director (1 Feb 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Feb 2018 to 30 Sep 2018)
  • Zuto Limited (no longer approved here)

    FRN 452589

    • CF1 Director (19 Jun 2015 to 31 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.