Thomas Herbert

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 7 May 2020)
    • [FCA CF] Material risk taker (since 8 Nov 2019)
    • [FCA CF] Client dealing (since 14 Oct 2019)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 7 May 2020)
    • [FCA CF] Material risk taker (since 8 Nov 2019)
    • [FCA CF] Client dealing (since 14 Oct 2019)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (3 Jan 2023 to 8 Dec 2025)
    • [FCA CF] Manager of certification employee (3 Jan 2023 to 23 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

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