Thomas Henry Ormrod

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 4 Mar 2014)
    • CF21 Investment Adviser (24 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 24 Nov 2005)
    • CF7 Sole Trader (AR) (1 Jul 2005 to 28 Oct 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (23 Feb 2005 to 8 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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