Thomas Henderson Grant MacDonald

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 May 2024)
    • [FCA CF] Functions requiring qualifications (since 16 May 2024)
  • Torphin Financial Planning Ltd

    FRN 618460

    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (8)[FCA CF] Functions requiring qualifications (since 27 Oct 2020)
    • (7)[FCA CF] Client dealing (since 27 Oct 2020)
    • (4)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (5)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (3)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (7)CF10 Compliance Oversight (18 Jun 2014 to 8 Dec 2019)
    • (8)CF1 Director (18 Jun 2014 to 8 Dec 2019)
    • (4)Responsible for Insurance Mediation (18 Jun 2014 to 30 Sep 2018)
    • (6)CF11 Money Laundering Reporting (18 Jun 2014 to 8 Dec 2019)
    • (5)CF30 Customer (18 Jun 2014 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (11 Feb 2009 to 22 Nov 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (6)CF11 Money Laundering Reporting at Torphin Financial Planning Ltd

  2. controlled function added: (7)CF10 Compliance Oversight at Torphin Financial Planning Ltd

  3. controlled function added: (8)CF1 Director at Torphin Financial Planning Ltd

  4. controlled function added: (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Torphin Financial Planning Ltd

  5. controlled function added: (2)4. Giving personal recommendations on retail investment products which are not broker funds at Torphin Financial Planning Ltd

  6. controlled function added: (3)Responsible for Insurance Distribution at Torphin Financial Planning Ltd

  7. controlled function added: (4)SMF17 Money Laundering Reporting Officer (MLRO) at Torphin Financial Planning Ltd

  8. controlled function added: (5)SMF16 Compliance Oversight at Torphin Financial Planning Ltd

  9. controlled function added: (6)SMF3 Executive Director at Torphin Financial Planning Ltd

  10. controlled function added: (7)[FCA CF] Client dealing at Torphin Financial Planning Ltd

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