Thomas Harwood Woods

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Aug 2024)
    • CF30 Customer (16 Dec 2016 to 13 Aug 2024)
  • Stonebridge Wealth LLP (no longer approved here)

    FRN 629090

    • (3)Employed By (16 Dec 2016 to 13 Aug 2024)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (24 Jan 2011 to 31 Dec 2012)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (22 Oct 2010 to 31 Dec 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 21 Nov 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Welbeck Consulting Limited (no longer approved here)

    FRN 216577

    • Employed By (1 Dec 2001 to 21 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.