Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (12 Apr 2023 to 1 Aug 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 May 2007 to 13 Aug 2007)
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- CF21 Investment Adviser (1 Jun 2005 to 17 May 2007)
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- (86)Employed By (22 Jul 2003 to 17 May 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.