Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (12 Apr 2023 to 1 Aug 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 May 2007 to 13 Aug 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 17 May 2007)
  • Newcastle Financial Advisers Limited (no longer approved here)

    FRN 222899

    • (86)Employed By (22 Jul 2003 to 17 May 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.