Thomas Gorman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 25 Jan 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (9 May 2019 to 15 Jan 2021)
  • Standard Advisory London Limited (no longer approved here)

    FRN 628856

    • CF30 Customer (31 Dec 2014 to 26 Apr 2019)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (9 Sep 2014 to 31 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

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