Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (30 Jun 2011 to 6 Mar 2012)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF30 Customer (29 Jun 2009 to 14 Mar 2011)
    • CF21 Investment Adviser (7 Jun 2006 to 30 Apr 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2005 to 7 Jun 2006)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF30 Customer (29 Jun 2009 to 14 Mar 2011)
    • CF21 Investment Adviser (7 Jun 2006 to 30 Apr 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2005 to 7 Jun 2006)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 27 Nov 2008)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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