Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Create Wealth Management Ltd (no longer approved here)

    FRN 425738

    • CF11 Money Laundering Reporting (19 Apr 2005 to 11 Jan 2006)
    • CF1 Director (19 Apr 2005 to 3 May 2006)
    • CF10 Compliance Oversight (19 Apr 2005 to 11 Jan 2006)
    • Responsible for Insurance Mediation (19 Apr 2005 to 30 Jan 2006)
    • CF21 Investment Adviser (19 Apr 2005 to 27 Dec 2005)
    • CF8 Apportionment and Oversight (19 Apr 2005 to 11 Jan 2006)
  • D B Investment Services (1334) (no longer approved here)

    FRN 164873

    • (2)Employed By (1 Oct 1998 to 8 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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