Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (19 Apr 2005 to 11 Jan 2006)
- CF1 Director (19 Apr 2005 to 3 May 2006)
- CF10 Compliance Oversight (19 Apr 2005 to 11 Jan 2006)
- Responsible for Insurance Mediation (19 Apr 2005 to 30 Jan 2006)
- CF21 Investment Adviser (19 Apr 2005 to 27 Dec 2005)
- CF8 Apportionment and Oversight (19 Apr 2005 to 11 Jan 2006)
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- (2)Employed By (1 Oct 1998 to 8 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.