Thomas George Wells

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NINETY ONE UK LIMITED
FRN 122420
- [FCA CF] Client dealing (since 16 Jun 2025)
Ninety One Fund Managers UK Limited
FRN 145007
- [FCA CF] Client dealing (since 16 Jun 2025)
Sanlam Investments UK Limited (no longer approved here)
FRN 459237
- [FCA CF] Manager of certification employee (1 Jan 2022 to 13 Jun 2025)
- [FCA CF] Client dealing (1 Feb 2021 to 13 Jun 2025)
- [FCA CF] Functions requiring qualifications (1 Feb 2021 to 27 Jun 2022)
Evelyn Partners Investment Management LLP (no longer approved here)
FRN 580531
- CF30 Customer (7 May 2013 to 8 Dec 2019)
Evelyn Partners Investment Services Limited (no longer approved here)
FRN 131816
- CF30 Customer (1 Sep 2008 to 30 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.