Thomas Francis Moore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invesco Asset Management Limited

    FRN 122674

    • 14. Managing investments
    • SMF18 Other Overall Responsibility (since 9 Aug 2023)
    • [FCA CF] Manager of certification employee (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
  • Invesco Fund Managers Limited

    FRN 119298

    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 21 Jan 2016)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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