Thomas Evans

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DAVID KNEALE FINANCIAL MANAGEMENT LTD. (no longer approved here)
FRN 228877
- CF30 Customer (1 Nov 2007 to 18 Dec 2012)
- Responsible for Insurance Mediation (14 Jan 2005 to 21 Dec 2010)
- CF1 Director (2 Jan 2004 to 13 Nov 2013)
- CF10 Compliance Oversight (2 Jan 2004 to 21 Dec 2010)
- CF21 Investment Adviser (2 Jan 2004 to 31 Oct 2007)
David Kneale Financial Management (U263) (no longer approved here)
FRN 146981
- Employed By (1 Oct 1998 to 2 Jan 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.