Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 10 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Sep 2016 to 27 Oct 2018)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (11 Dec 2018 to 7 May 2019)
  • Elite Financial & Mortgage Services Ltd (no longer approved here)

    FRN 215088

    • (7)Employed By (1 Feb 2016 to 31 Aug 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Feb 2016 to 31 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.