Thomas Ellerton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (since 14 Jul 2017)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (27 Aug 2013 to 6 Mar 2016)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 14 Jul 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2016)
    • [FCA CF] Material risk taker (since 8 Nov 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (27 Aug 2013 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (4 Dec 2008 to 12 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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