Thomas Edwin David Ricketts

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF4 Partner (AR) (since 24 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Oct 2013)
  • Ricketts Financial Planning

    FRN 608977

    • (1)Employed By (since 17 Oct 2013)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (1 Nov 2007 to 31 Oct 2013)
    • CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Mar 2003 to 8 Apr 2005)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (8 Apr 2005 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (24 Mar 2003 to 8 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.