Thomas Edward Rivers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arch Insurance (UK) Limited
FRN 229887
- SMF4 Chief Risk (since 6 Oct 2021)
Arch Managing Agency Limited
FRN 526140
- SMF4 Chief Risk (since 6 Oct 2021)
AXIS Managing Agency Ltd. (no longer approved here)
FRN 754962
- SMF4 Chief Risk (10 Dec 2018 to 30 Sep 2021)
- SIMF4 Chief Risk Function (26 Apr 2018 to 9 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.