Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (12 Mar 2010 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (11 Feb 2010 to 23 Mar 2010)
  • Ranjit Himatlal Pattni (no longer approved here)

    FRN 215138

    • (6)Employed By (2 Apr 2003 to 3 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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