Thomas Edward Guest

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DIRECT IFA'S LIMITED
FRN 228706
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 28 Oct 2025)
- CF1 Director (AR) (since 7 Jan 2025)
The Official Mortgage Company Ltd
FRN 1025042
- Employed By (since 7 Jan 2025)
Stonebridge Mortgage Solutions Ltd (no longer approved here)
FRN 454811
- CF1 Director (AR) (19 Jan 2017 to 14 Sep 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.