Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 26 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (since 26 Apr 2022)
- CF1 Director (AR) (since 21 Apr 2022)
- CF30 Customer (since 21 Apr 2022)
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Calder Financial Ltd
FRN 586897
- Employed By (since 21 Apr 2022)
- Employed By (29 Oct 2012 to 14 Dec 2012)
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- [FCA CF] Manager of certification employee (28 Apr 2021 to 26 Apr 2022)
- [FCA CF] Client dealing (26 Nov 2020 to 26 Apr 2022)
- [FCA CF] Functions requiring qualifications (26 Nov 2020 to 26 Apr 2022)
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- Employed By (3 Dec 2010 to 30 Jun 2013)
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- CF30 Customer (2 Jan 2008 to 21 Jan 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.