Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (since 26 Apr 2022)
    • CF1 Director (AR) (since 21 Apr 2022)
    • CF30 Customer (since 21 Apr 2022)
    • Employed By (since 21 Apr 2022)
    • Employed By (29 Oct 2012 to 14 Dec 2012)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Manager of certification employee (28 Apr 2021 to 26 Apr 2022)
    • [FCA CF] Client dealing (26 Nov 2020 to 26 Apr 2022)
    • [FCA CF] Functions requiring qualifications (26 Nov 2020 to 26 Apr 2022)
  • Thomas Buck (no longer approved here)

    FRN 537038

    • Employed By (3 Dec 2010 to 30 Jun 2013)
  • JORDAN FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 474932

    • CF30 Customer (2 Jan 2008 to 21 Jan 2008)

Recent activity

Updates to this individual's record on the FCA register.

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