Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 11 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (since 11 Jun 2024)
    • CF30 Customer (since 20 May 2024)
    • (1)Employed By (since 20 May 2024)
  • PROSPER FINANCIAL SOLUTIONS LIMITED (no longer approved here)

    FRN 587653

    • [FCA CF] Client dealing (24 Nov 2023 to 11 Jun 2024)
    • [FCA CF] Functions requiring qualifications (24 Nov 2023 to 11 Jun 2024)
  • Prosper Protect Limited (no longer approved here)

    FRN 912838

    • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 23 Nov 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (24 Aug 2019 to 17 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.