Thomas Devrue Dalton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2023)
    • [FCA CF] Client dealing (since 19 Jun 2023)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jun 2023)
    • CF30 Customer (18 Aug 2017 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (16 May 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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