Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2024)
    • CF1 Director (AR) (since 2 Dec 2023)
    • CF30 Customer (since 2 Dec 2023)
    • (1)Employed By (since 2 Dec 2023)
  • Acumen Financial Planning Limited (no longer approved here)

    FRN 218745

    • [FCA CF] Manager of certification employee (13 Dec 2021 to 30 Nov 2022)
    • [FCA CF] Client dealing (1 Nov 2020 to 30 Aug 2023)
    • [FCA CF] Functions requiring qualifications (1 Nov 2020 to 30 Aug 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (11 Jan 2008 to 14 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.