Thomas Dempsey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF21 Investment Adviser (7 Jun 2004 to 6 Dec 2005)
    • CF26 Customer Trading (7 Jun 2004 to 6 Dec 2005)
    • CF27 Investment Management (7 Jun 2004 to 6 Dec 2005)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF26 Customer Trading (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.