Thomas Dawson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 7 Jan 2025)
  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 12 Jan 2024)
    • CF30 Customer (9 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.