Thomas Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quartet Capital Partners LLP

    FRN 502242

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • SMF27 Partner (since 13 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Jan 2013 to 8 Dec 2019)
  • Church House Investments Limited (no longer approved here)

    FRN 190548

    • CF30 Customer (19 Jan 2010 to 5 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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